Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 24 Apr 2012)
    • CF30 Customer (since 12 Aug 2010)
    • CF4 Partner (AR) (12 Aug 2010 to 2 Apr 2012)
    • Employed By (since 12 Aug 2010)
  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • CF1 Director (9 Jan 2002 to 24 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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