Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 24 Apr 2012)
- CF30 Customer (since 12 Aug 2010)
- CF4 Partner (AR) (12 Aug 2010 to 2 Apr 2012)
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Brookdale IFP Limited
FRN 528902
- Employed By (since 12 Aug 2010)
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- CF1 Director (9 Jan 2002 to 24 Dec 2005)
- CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.