Paul Lee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 21 Aug 2019)
Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 21 Aug 2019)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (1 Dec 2014 to 6 Mar 2016)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (9 Mar 2010 to 27 Aug 2014)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (31 Aug 2009 to 27 Aug 2014)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 24 Aug 2009)
- CF21 Investment Adviser (21 Aug 2007 to 31 Oct 2007)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF21 Investment Adviser (17 Mar 2005 to 22 Jun 2006)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF21 Investment Adviser (22 Jan 2004 to 25 Feb 2005)
- CF26 Customer Trading (22 Jan 2004 to 25 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.