Paul Lake

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Societe Generale International Limited
FRN 538896
- [FCA CF] Client dealing (since 9 Dec 2019)
Societe Generale
FRN 124866
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (16 Jun 2015 to 6 Mar 2016)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (18 Mar 2009 to 27 Apr 2015)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 17 Feb 2009)
- CF21 Investment Adviser (23 Jun 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.