Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2024)
    • [FCA CF] Functions requiring qualifications (14 Jun 2017 to 22 Mar 2024)
    • CF30 Customer (8 Mar 2010 to 15 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.