Paul Kendall Spencer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (7 Apr 2015 to 8 Dec 2019)
Franklin Templeton Fund Management Limited (no longer approved here)
FRN 122222
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (17 Feb 2006 to 31 Oct 2007)
Interactive Investor Services Limited (no longer approved here)
FRN 141282
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 16 Jan 2006)
- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.