Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Aug 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Nov 2025)
    • CF29 Significant management (28 Mar 2019 to 8 Dec 2019)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF1 Director (19 May 2016 to 6 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 14 Nov 2017)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.