Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Holberg Limited
FRN 187259
- (1)Employed By (since 1 Mar 2024)
- (4)Employed By (21 Jul 1999 to 2 Jul 2012)
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 14 Feb 2024)
- CF30 Customer (since 3 Dec 2023)
- CF1 Director (AR) (since 3 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2024)
- CF30 Customer (8 Nov 2012 to 1 Mar 2024)
- CF1 Director (AR) (8 Nov 2012 to 1 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Holberg Limited
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controlled function added: (4)Employed By at Holberg Limited
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controlled function added: (1)Employed By at Holberg Limited