Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 1 Mar 2024)
    • (4)Employed By (21 Jul 1999 to 2 Jul 2012)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 14 Feb 2024)
    • CF30 Customer (since 3 Dec 2023)
    • CF1 Director (AR) (since 3 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2024)
    • CF30 Customer (8 Nov 2012 to 1 Mar 2024)
    • CF1 Director (AR) (8 Nov 2012 to 1 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Holberg Limited

  2. controlled function added: (4)Employed By at Holberg Limited

  3. controlled function added: (1)Employed By at Holberg Limited