Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 31 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 21 Jun 2012)
    • (2)Employed By (since 24 Dec 2012)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF4 Partner (AR) (29 Oct 2012 to 13 Dec 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (21 Aug 2009 to 22 Jul 2012)
    • CF1 Director (AR) (15 Nov 2005 to 22 Jul 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 20 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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