Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 9 Nov 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 9 Nov 2021)
    • CF30 Customer (18 Jul 2011 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 9 Nov 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 9 Nov 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (9 Jun 2009 to 15 Apr 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.