Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 2 Jan 2025)
    • SMF9 Chair of the Governing Body (31 Aug 2023 to 31 Oct 2024)
    • SMF10 Chair of the Risk Committee (31 Aug 2023 to 31 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (13 Jul 2022 to 31 Aug 2023)
    • CF2 Non Executive Director (10 Dec 2015 to 8 Dec 2019)
    • SMF3 (AR) Executive Director function (since 9 Dec 2019)
    • CF1 Director (AR) (13 May 2014 to 8 Dec 2019)
  • Kia UK Limited

    FRN 731457

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (1 Apr 2016 to 8 Dec 2019)
  • KIA UK Limited

    FRN 472500

    • (1)Employed By (since 13 May 2014)
    • (2)Employed By (18 Sep 2007 to 14 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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