Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • [FCA CF] Manager of certification employee (1 May 2021 to 29 Jun 2024)
    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 29 Jun 2024)
    • [FCA CF] Material risk taker (10 Dec 2018 to 29 Jun 2024)
    • [FCA CF] Client dealing (10 Dec 2018 to 29 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 9 Dec 2018)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • [FCA CF] Manager of certification employee (1 May 2021 to 28 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 28 Feb 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 28 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2017 to 28 Feb 2022)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • [FCA CF] Manager of certification employee (1 May 2021 to 29 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 29 Jun 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.