Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 29 Jan 2009)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Sep 2004 to 24 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.