Paul John Richardson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Sep 2025)
    • [FCA CF] Client dealing (since 29 Sep 2025)
  • New Oak Wealth Management Limited (no longer approved here)

    FRN 440850

    • CF30 Customer (1 Nov 2007 to 1 Mar 2017)
    • CF1 Director (AR) (23 Oct 2007 to 2 Mar 2017)
    • CF8 Apportionment and Oversight (17 Jan 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (17 Jan 2006 to 21 Jan 2017)
    • CF11 Money Laundering Reporting (17 Jan 2006 to 1 Apr 2007)
    • CF10 Compliance Oversight (17 Jan 2006 to 21 Jan 2017)
    • CF1 Director (17 Jan 2006 to 4 Apr 2017)
    • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
  • Godfrey Pearson & Partners IFA (no longer approved here)

    FRN 173401

    • (17)Employed By (25 Feb 2005 to 30 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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