Paul John Phillips

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 18 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (since 19 Apr 2022)
    • CF30 Customer (since 14 Apr 2022)
  • Mollam Wealth Ltd

    FRN 972885

    • (1)Employed By (since 14 Apr 2022)
  • M4 Financial Group Limited (no longer approved here)

    FRN 583474

    • CF30 Customer (21 Sep 2021 to 1 Apr 2022)
  • WPS Wealth Ltd (no longer approved here)

    FRN 602286

    • Employed By (21 Sep 2021 to 1 Apr 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jul 2021)
    • CF30 Customer (13 Aug 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.