Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 1 Jul 2018)
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- [FCA CF] Manager of certification employee (8 Dec 2016 to 1 Jul 2018)
- CF30 Customer (14 Feb 2008 to 31 Aug 2009)
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- CF21 Investment Adviser (11 Mar 2004 to 24 Dec 2004)
- CF22 Investment Adviser (Trainee) (2 Jul 2002 to 11 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.