Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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1st Call 4 Mortgages (UK) Ltd
FRN 676588
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 1 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2024)
- SMF16 Compliance Oversight (since 1 Mar 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- CF1 Director (19 Jun 2015 to 8 Dec 2019)
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- CF4 Partner (AR) (13 Jun 2012 to 29 Sep 2015)
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- Employed By (13 Jun 2012 to 29 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.