Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 1 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2024)
    • SMF16 Compliance Oversight (since 1 Mar 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (19 Jun 2015 to 8 Dec 2019)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF4 Partner (AR) (13 Jun 2012 to 29 Sep 2015)
  • 1st Call 4 Mortgages LLP (no longer approved here)

    FRN 580187

    • Employed By (13 Jun 2012 to 29 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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