Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Franklin Templeton Investment Management Limited (no longer approved here)

    FRN 121779

    • [FCA CF] Manager of certification employee (22 Dec 2021 to 2 Oct 2022)
    • CF10a CASS Oversight function (1 Oct 2011 to 13 Oct 2011)
    • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
    • CF1 Director (1 Nov 2006 to 10 May 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Franklin Templeton Fund Management Limited (no longer approved here)

    FRN 122222

    • CF1 Director (27 Jan 2011 to 10 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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