Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Jan 2009)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (18 Oct 2007 to 31 Oct 2007)
    • Employed By (since 18 Oct 2007)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
  • David Moss (no longer approved here)

    FRN 183324

    • Employed By (26 Jun 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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