Paul Jerome Barnard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASSET INVESTMENT MANAGEMENT LTD. (no longer approved here)

    FRN 462797

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 22 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (18 Apr 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (18 Apr 2007 to 8 Dec 2019)
    • CF1 Director (18 Apr 2007 to 8 Dec 2019)
  • Bracondale Financial Services IFA Ltd (no longer approved here)

    FRN 409779

    • Employed By (22 Oct 2004 to 4 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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