Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M4 Financial Group Limited
FRN 583474
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 14 Jul 2025)
- [FCA CF] Client dealing (since 14 Jul 2025)
- SMF16 Compliance Oversight (since 16 Jan 2025)
- SMF3 Executive Director (since 5 Dec 2024)
- Appointed representative dealing with clients for which they require qualification (2 Sep 2022 to 14 Jul 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2022)
- CF1 Director (AR) (8 Jun 2015 to 7 Jul 2025)
- CF30 Customer (4 Jan 2013 to 30 Jun 2025)
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- Employed By (1 Jun 2015 to 7 Jul 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.