Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2025)
    • [FCA CF] Client dealing (since 14 Jul 2025)
    • SMF16 Compliance Oversight (since 16 Jan 2025)
    • SMF3 Executive Director (since 5 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (2 Sep 2022 to 14 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2022)
    • CF1 Director (AR) (8 Jun 2015 to 7 Jul 2025)
    • CF30 Customer (4 Jan 2013 to 30 Jun 2025)
  • Bevan & Buckland Wealth Management Limited (no longer approved here)

    FRN 702731

    • Employed By (1 Jun 2015 to 7 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.