Paul James Sandwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Feb 2024)
    • CF30 Customer (since 15 Aug 2023)
    • [FCA CF] Functions requiring qualifications (5 Jun 2023 to 9 Feb 2024)
    • [FCA CF] Client dealing (5 Jun 2023 to 9 Feb 2024)
  • Octo Financial Planning Ltd

    FRN 972331

    • (15)Employed By (since 15 Aug 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 2 Jun 2023)
    • CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (16 Mar 2006 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (16 Mar 2006 to 18 Apr 2007)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (541)Employed By (7 Jun 2013 to 2 Jun 2023)
  • Charles Derby (Home Counties) LLP (no longer approved here)

    FRN 451134

    • Employed By (19 Jul 2010 to 2 Jun 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 27 Mar 2006)
  • Paul Sandwell (no longer approved here)

    FRN 216002

    • (1)Employed By (1 Dec 2001 to 2 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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