Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GAM London Limited
FRN 122330
- [FCA CF] Client dealing (since 5 Dec 2025)
- [FCA CF] Manager of certification employee (since 5 Dec 2025)
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GAM INTERNATIONAL MANAGEMENT LIMITED
FRN 122331
- [FCA CF] Manager of certification employee (since 18 Apr 2024)
- [FCA CF] Client dealing (since 18 Apr 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 18 Sep 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Sep 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 Sep 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (19 Nov 2003 to 31 Oct 2007)
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- CF30 Customer (1 Jul 2008 to 6 Mar 2016)
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- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.