Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 2 Aug 2011)
- CF30 Customer (since 2 Aug 2011)
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PJM Financial Ltd
FRN 550303
- (1)Employed By (since 2 Aug 2011)
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- CF30 Customer (1 Nov 2007 to 2 Jul 2010)
- CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Apr 2004 to 25 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.