Paul James Hart

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stepping Stones Financial Solutions Limited

    FRN 919575

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Jun 2024)
    • [FCA CF] Client dealing (since 24 Jun 2024)
    • SMF3 Executive Director (since 3 Sep 2020)
  • Stepping Stones Financial Planning LLP

    FRN 799041

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 26 Jun 2018)
    • CF10 Compliance Oversight (26 Jun 2018 to 8 Dec 2019)
    • CF4 Partner (26 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Jun 2018 to 30 Sep 2018)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF4 Partner (AR) (25 Jun 2015 to 21 Jun 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (12 Jun 2014 to 2 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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