Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 14 Nov 2008)
-
Prosperity Financial Services Ltd
FRN 400448
- (8)Employed By (since 14 Nov 2008)
- (23)Employed By (29 Sep 2004 to 16 Nov 2004)
-
- (15)Employed By (1 Dec 2001 to 3 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.