Paul James Cusack

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R C Brown Investment Management Plc

    FRN 146002

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 5 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Apr 2024)
  • BRI Wealth Management PLC (no longer approved here)

    FRN 122499

    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2021)
    • CF3 Chief Executive (9 Apr 2010 to 16 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (7 Jul 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)
    • CF27 Investment Management (7 Jul 2004 to 31 Oct 2007)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2004)
    • CF27 Investment Management (1 Dec 2001 to 22 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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