Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum (Financial Services) LLP
FRN 802331
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 23 Mar 2020)
- [FCA CF] Client dealing (since 23 Mar 2020)
- CF30 Customer (16 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (17 Sep 2014 to 16 Nov 2018)
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- Employed By (17 Sep 2014 to 16 Nov 2018)
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- CF30 Customer (17 Apr 2013 to 14 Jan 2015)
- CF21 Investment Adviser (30 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Nov 2006 to 30 May 2007)
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- CF4 Partner (AR) (24 Oct 2006 to 29 Jul 2009)
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- (1)Employed By (24 Oct 2006 to 29 Jul 2009)
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- (3)Employed By (26 Aug 2004 to 20 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.