Paul James Brady

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Throgmorton Associates Wealth Management Ltd (no longer approved here)

    FRN 503420

    • Employed By (14 Apr 2021 to 1 Aug 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (14 Apr 2020 to 26 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (7 Aug 2008 to 1 Aug 2022)
  • ASPL (Network) Ltd (no longer approved here)

    FRN 200269

    • Employed By (4 Mar 2005 to 3 Jun 2005)
  • Circle Financial Services Limited (no longer approved here)

    FRN 148759

    • CF10 Compliance Oversight (19 Feb 2003 to 31 May 2004)
    • CF1 Director (11 Feb 2003 to 31 May 2004)
    • CF11 Money Laundering Reporting (11 Feb 2003 to 31 May 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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