Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Masterman Financial Services LTD (no longer approved here)

    FRN 711846

    • SMF3 Executive Director (9 Dec 2019 to 24 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2022)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2016 to 23 Sep 2016)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • Financial Advisory Services (no longer approved here)

    FRN 176972

    • (14)Employed By (1 Nov 2013 to 8 Dec 2019)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (88)Employed By (3 Feb 2012 to 26 Sep 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (3 Feb 2012 to 26 Sep 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.