Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF10a CASS Oversight function (19 Aug 2015 to 31 Oct 2019)
    • CF1 Director (5 Feb 2015 to 31 Oct 2019)
    • CF28 Systems and controls (5 Feb 2015 to 31 Oct 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF1 Director (5 Feb 2015 to 22 Jul 2019)
    • CF28 Systems and controls (5 Feb 2015 to 22 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

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