Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bellamy Wealth Management Limited
FRN 971895
- Employed By (since 14 Apr 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 4 Mar 2021)
- CF30 Customer (since 3 Mar 2021)
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- Employed By (3 Mar 2021 to 5 May 2022)
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- [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
- [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
- CF30 Customer (4 May 2018 to 8 Dec 2019)
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- CF30 Customer (6 Jan 2012 to 5 Mar 2012)
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- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.