Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 14 Apr 2022)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Mar 2021)
    • CF30 Customer (since 3 Mar 2021)
  • Bellamy Wealth Management Limited (no longer approved here)

    FRN 545859

    • Employed By (3 Mar 2021 to 5 May 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (4 May 2018 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (6 Jan 2012 to 5 Mar 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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