Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF4 Chief Risk (7 Mar 2016 to 22 May 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 27 May 2020)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 27 May 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 May 2020)
    • CF1 Director (23 Feb 2015 to 6 Mar 2016)
    • CF28 Systems and controls (6 Mar 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (5 Jan 2009 to 1 Aug 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2008)
    • CF14 Risk Assessment (16 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.