Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (22 Oct 2009 to 30 Sep 2018)
    • CF1 Director (22 Oct 2009 to 8 Dec 2019)
    • CF3 Chief Executive (22 Oct 2009 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 5 Apr 2006)
  • Newstead Clark Financial Services Limited (no longer approved here)

    FRN 221158

    • Employed By (13 Dec 2002 to 5 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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