Paul Hudson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OAKLEY INDEPENDENT LIMITED

    FRN 458146

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (2 May 2013 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (7 Nov 2006 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (7 Nov 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Nov 2006 to 8 Dec 2019)
    • CF1 Director (7 Nov 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (7 Nov 2006 to 30 Sep 2018)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 2 May 2003)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.