Paul Herd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PMC Treasury Limited

    FRN 589084

    • [FCA CF] Client dealing (since 3 Mar 2025)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Mar 2024)
    • CF30 Customer (24 Oct 2011 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (18 Apr 2011 to 19 Jul 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (22 Feb 2005 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2001)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.