Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 17 Jul 2023)
- CF30 Customer (since 26 Jun 2023)
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Quilter Financial Advisers Ltd
FRN 452529
- (279)Employed By (since 26 Jun 2023)
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- Appointed representative dealing with clients for which they require qualification (7 Sep 2022 to 22 Jun 2023)
- CF30 Customer (27 Jul 2022 to 22 Jun 2023)
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- (2)Employed By (27 Jul 2022 to 22 Jun 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
- CF30 Customer (4 Mar 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.