Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 14 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Feb 2022)
    • [FCA CF] Manager of certification employee (since 9 Nov 2020)
    • [FCA CF] Algorithmic trading (since 1 Feb 2017)
    • [PRA CF] Managing a material risk taker (13 May 2022 to 14 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (2 May 2017 to 4 Dec 2019)
    • [FCA CF] Significant management (since 14 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Feb 2022)
    • [PRA CF] Managing a material risk taker (13 May 2022 to 14 Jul 2025)
    • [FCA CF] Manager of certification employee (21 Apr 2022 to 10 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 7 Aug 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (18 Jul 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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