Paul Hayes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FUTURES ASSURED LIMITED

    FRN 441384

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Feb 2013 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (2 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Aug 2005 to 2 Aug 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Sep 2004 to 25 Aug 2005)
    • CF22 Investment Adviser (Trainee) (9 Dec 2003 to 10 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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