Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PREMIER FUND MANAGERS LIMITED
FRN 143097
- [FCA CF] Manager of certification employee (since 17 Jun 2024)
- [FCA CF] Material risk taker (since 17 Jun 2024)
- [FCA CF] Client dealing (since 17 Jun 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 5 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Dec 2022)
- CF4 Partner (AR) (4 Oct 2017 to 29 Apr 2022)
- CF30 Customer (3 Aug 2017 to 9 Dec 2019)
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- CF30 Customer (17 Jan 2014 to 2 Oct 2017)
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- CF30 Customer (17 Jan 2014 to 2 Oct 2017)
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- CF27 Investment Management (3 Mar 2003 to 6 Oct 2005)
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- CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.