Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Finance Planning Group Limited
FRN 715721
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 25 Apr 2016)
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Key Financial Services (Midlands) Ltd
FRN 194318
- (2)Employed By (since 25 Apr 2016)
- (2)Employed By (22 Nov 2004 to 20 Oct 2015)
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- CF1 Director (AR) (31 Oct 2004 to 23 Apr 2016)
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- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Key Financial Services (Midlands) Ltd
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controlled function added: (2)Employed By at Key Financial Services (Midlands) Ltd