Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 16 Jan 2026)
-
- [PRA CF] Managing a material risk taker (14 Aug 2020 to 16 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 8 Apr 2025)
- [FCA CF] Manager of certification employee (12 Oct 2016 to 24 Mar 2025)
- [FCA CF] Client dealing (12 Oct 2016 to 8 Apr 2025)
- CF30 Customer (3 Feb 2010 to 6 Mar 2016)
-
- [PRA CF] Managing a material risk taker (14 Aug 2020 to 16 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 8 Apr 2025)
- [FCA CF] Client dealing (1 Jul 2018 to 8 Apr 2025)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 24 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.