Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [PRA CF] Significant risk taker or Material risk taker (17 Dec 2018 to 1 Nov 2022)
    • [FCA CF] Material risk taker (17 Dec 2018 to 1 Nov 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Aug 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Aug 2025)
    • CF30 Customer (7 Mar 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.