Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (17 Dec 2018 to 1 Nov 2022)
- [FCA CF] Material risk taker (17 Dec 2018 to 1 Nov 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 15 Aug 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Aug 2025)
- CF30 Customer (7 Mar 2014 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.