Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (9 Feb 2023 to 14 Dec 2023)
- CF30 Customer (12 Nov 2012 to 15 May 2015)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (9 Feb 2023 to 14 Dec 2023)
- CF30 Customer (26 Nov 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2022)
- CF30 Customer (26 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.