Paul Griffin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (2 Jun 2011 to 14 Feb 2012)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (28 Jan 2011 to 4 Jun 2011)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (28 Jan 2011 to 4 Jun 2011)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (30 Nov 2005 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Apr 2005 to 30 Nov 2005)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (30 Nov 2005 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Apr 2005 to 30 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.