Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (15 Dec 2008 to 31 Mar 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 25 Apr 2008)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (4 Dec 2004 to 26 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2003)
    • CF27 Investment Management (1 Dec 2001 to 3 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.