Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (23 May 2014 to 8 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2007)
- CF21 Investment Adviser (19 Mar 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Sep 2002 to 19 Mar 2003)
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- CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (27 Sep 2002 to 19 Mar 2003)
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- CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (27 Sep 2002 to 19 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.