Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 May 2014 to 8 Jun 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF21 Investment Adviser (19 Mar 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Sep 2002 to 19 Mar 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (27 Sep 2002 to 19 Mar 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (27 Sep 2002 to 19 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.