Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (16 May 2005 to 22 Dec 2005)
    • CF22 Investment Adviser (Trainee) (14 Jan 2004 to 16 May 2005)
  • Lifelink Services Ltd (no longer approved here)

    FRN 300474

    • CF1 Director (AR) (29 Dec 2004 to 31 Aug 2005)
  • Be Assured Ltd (no longer approved here)

    FRN 418880

    • Employed By (29 Dec 2004 to 16 Jul 2009)
  • Paul Grant-Riach (no longer approved here)

    FRN 416400

    • (1)Employed By (8 Dec 2004 to 16 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.