Paul Graham Shepherd

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PrisWM Limited (no longer approved here)

    FRN 131446

    • CF30 Customer (1 Nov 2007 to 11 Jul 2011)
    • CF22 Investment Adviser (Trainee) (3 Jul 2006 to 31 Oct 2007)
    • CF1 Director (27 Jan 2006 to 11 Jul 2011)
    • CF10 Compliance Oversight (27 Jan 2006 to 1 Feb 2011)
    • CF11 Money Laundering Reporting (27 Jan 2006 to 1 Feb 2011)
    • CF8 Apportionment and Oversight (27 Jan 2006 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.