Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2022)
    • [FCA CF] Client dealing (25 Apr 2022 to 18 Sep 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF22 Investment Adviser (Trainee) (16 Jan 2002 to 16 Jan 2002)
    • CF21 Investment Adviser (16 Jan 2002 to 31 Oct 2007)
  • Askey & Sutcliffe Associates Ltd (no longer approved here)

    FRN 418801

    • Employed By (30 Sep 2009 to 1 Oct 2009)
  • Future Financial (no longer approved here)

    FRN 193512

    • Employed By (1 Dec 2001 to 28 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.