Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Argentis Wealth Management Ltd
FRN 419331
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 25 Apr 2022)
- [FCA CF] Client dealing (25 Apr 2022 to 18 Sep 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2022)
- CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- CF22 Investment Adviser (Trainee) (16 Jan 2002 to 16 Jan 2002)
- CF21 Investment Adviser (16 Jan 2002 to 31 Oct 2007)
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- Employed By (30 Sep 2009 to 1 Oct 2009)
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- Employed By (1 Dec 2001 to 28 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.