Paul Graeme Hauxwell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 1 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 Apr 2013)
  • Hauxwell Wealth Management Limited

    FRN 598842

    • (2)Employed By (since 15 Apr 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (5 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jan 2002 to 5 Nov 2002)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.